Vice President of Compliance
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Vice President of Compliance
About the Role
Greater Dallas, TX Area (On-site)
The Company is in search of a Vice President of Compliance to take the lead in its insurance compliance program. The successful candidate will be responsible for advising executive leadership on regulatory risk, leading the compliance function, and ensuring that all aspects of the business, including products, operations, distribution, and third-party relationships, adhere to applicable regulatory requirements. This role demands a strategic and business-minded leader with a strong background in insurance regulatory expertise, particularly in the areas of life, health, and annuity insurance. Applicants for the Vice President of Compliance position at the company should have a minimum of 10 years' experience in regulatory compliance within the specified insurance sectors. The role requires a proven track record in leading a compliance function, managing compliance professionals, and a deep understanding of state insurance regulations and market conduct requirements. Experience with SERFF, product filings, regulatory examinations, and consumer complaints is essential, as is the ability to oversee advertising, sales practices, and producer communications. The ideal candidate will also have a strong background in third-party oversight, including TPAs and distribution partners, and be adept at compliance monitoring, testing, and remediation. Excellent executive communication, analytical, and organizational skills are a must, and a Bachelor's degree is preferred, with relevant insurance or compliance designations being a plus.
Functions:
- Legal
- Medical Care/Hospital Administration
About the Company
An insurance company overseeing life, annuity, Medicare Supplement, and supplemental health products
Industry
Insurance
Type
Privately Held
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