The Company is seeking an Associate General Counsel for its Private Wealth division. The successful candidate will be a key member of the Legal & Compliance Department, with a focus on the non-U.S. retail business. This role requires a legal professional with a strong background in private wealth, asset management, or financial services law, and a deep understanding of the legal and regulatory issues specific to non-U.S. jurisdictions. The Associate General Counsel will be responsible for providing strategic advice on a range of legal and regulatory matters, including the legal and regulatory framework, client relationships, and client onboarding and maintenance. Applicants must be qualified solicitors, barristers, or attorneys with at least 5 years' of post-qualification experience, and possess excellent organizational, writing, and communication skills. The role involves close collaboration with legal, compliance, and operations teams to ensure compliance with various regulatory frameworks, such as FCA rules, AIFMD, MiFID II, GDPR, and MAS. The ideal candidate will be adept at managing competing priorities, be detail-oriented, and have the ability to work independently and efficiently. Responsibilities also include advising on the distribution and delivery of the firm's products and services, as well as partnering with business and compliance teams on new advisory initiatives. The role demands a professional who can effectively manage the legal aspects of the non-U.S. retail advisory business and is capable of providing guidance to senior leaders and other firm personnel on non-U.S. regulatory requirements.

Hiring Company

Neuberger Berman