Vice President, Compliance Surveillance Lead Greater New York City, NY Area

The Company is seeking a Surveillance Lead Vice President to join their Compliance, Conduct, and Operational Risk (CCOR) organization. The successful candidate will be part of the investigations team, with a primary focus on conducting thorough analysis and investigations of potentially suspicious activities related to securities regulations and laws, including securities fraud, insider trading, and other manipulative trading activities. This role is pivotal in the determination of whether to file suspicious activity reports (SARs) and in the preparation of SAR narratives and forms. The ideal candidate will have a background in regulatory or broker-dealer experience, a strong understanding of U.S. securities laws, and experience in monitoring, investigating, and reporting suspicious activities, particularly those related to money laundering and terrorist financing. Applicants for this role at the company should possess the ability to think critically, challenge the status quo, and demonstrate a commitment to being best-in-class. The role requires a candidate with a Bachelor's degree or equivalent experience, and a JD is strongly preferred. The candidate must have the ability to collaborate across business lines, strong interpersonal and leadership skills, and the capacity to manage a diverse caseload with a high level of organization and attention to detail. The position demands a professional who can work independently, maintain the highest standards of confidentiality, and is adept at preparing comprehensive case memoranda and SARs in accordance with regulatory requirements. The company values diversity and inclusion and is an equal-opportunity employer.

Hiring Company

JPMorgan Chase & Co.